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Goldman Sachs & Co. CIMD Operations - PWM Ops - Trade & Transaction Management - Analyst – Salt Lake City in Salt Lake City, Utah

MORE ABOUT THIS JOB

OPERATIONSOperations is a dynamic, multi-faceted division that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. In addition, Operations provides essential risk management and control to preserve and enhance the firm’s assets and its reputation. For every trade agreed, every new product launched or market entered, every transaction completed, it is Operations that develops the processes and controls that makes business flow.

YOUR IMPACTAre you looking to be innovative, improve processes, manage risk and increase efficiencies? The Private Wealth Management (PWM) Operations Asset Transfer Approval (ATA)/Callback team is seeking an Analyst/Associate who will support the asset transfer review and approval process. You will help facilitate the movement of assets throughout the world for our PWM clients while monitoring for risk, identifying fraud and ensuring compliance to firm and regulatory policies. You will also have the opportunity to be innovative by improving processes, reducing risk and increasing efficiency.

OUR IMPACTThe ATA and Callback teams work with Private Wealth Management teams to monitor and approve asset transfers. The team authenticates client transfer requests in accordance with the Firmwide and regulatory policies. The team also ensures the proper client approvals and documentation have been received while constantly monitoring for potential fraudulent activity

RESPONSIBILITIES AND QUALIFICATIONS

HOW YOU WILL FULFILL YOUR POTENTIAL:

  • Approve asset movements leaving client accounts

  • Authenticate asset transfer requests directly with the PWM Clients

  • Review account documentation, verify client signatures, and review legal documentation

  • Perform regulatory and risk related exception processing

  • Maintain integrity of customer accounts

  • Enforce regulations and GS policy

SKILLS & EXPERIENCE WE’RE LOOKING FOR

BASIC QUALIFICATIONS:

  • Bachelors degree required

  • Attention to detail and strong organizational skills

  • Proven analytical skills and ability to innovate and improve processes

  • Strong communication and presentation skills

  • Ability to work on multiple tasks/priorities

  • Strong sense of ownership and escalation

PREFERRED QUALIFICATIONS:

  • Paralegal experience

  • In-depth knowledge of legal documentation (e.g., trust agreements, partnership agreements and corporate resolutions)

  • Compliance and/or regulatory experience

  • Good understanding of the financial industry

ABOUT GOLDMAN SACHS

The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.© The Goldman Sachs Group, Inc., 2019. All rights reserved Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Vet.

Job ID2019-53576

Schedule TypeFull Time

LevelAnalyst

Function(s)Operations

RegionAmericas

DivisionOperations

Business UnitPWM Ops Trade & Trx Mgmt

Employment TypeEmployee

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